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Securities regulation in the United States
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321	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCFORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Add to Reading List Source URL: d3ltlhms1g9pw0.cloudfront.net Language: English - Date: 2015-02-23 19:56:20 Securities Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Financial regulation Government Great Depression in the United States United States securities law 73rd United States Congress New Deal
322	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 21, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-21 08:40:00 Securities Exchange Act Securities Financial regulation Securities and Exchange Commission Financial system Financial economics Regulation S-K Banja Luka Stock Exchange United States securities law 73rd United States Congress United States Securities and Exchange Commission
323	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 22, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-21 19:59:25 Securities Exchange Act Securities and Exchange Commission Government Financial regulation Financial economics United States securities law OTC Markets Group U.S. Securities and Exchange Commission
324	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCFORM 8-K Add to Reading List Source URL: d3ltlhms1g9pw0.cloudfront.net Language: English - Date: 2015-02-23 19:56:20 Securities Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Financial regulation Government Great Depression in the United States United States securities law 73rd United States Congress New Deal
325	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 27, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-30 10:32:34 Financial system Direct Edge Consolidated Tape Association BATS Global Markets Securities Exchange Act Market data U.S. Securities and Exchange Commission Futures contract Securities regulation in the United States Financial markets Financial economics Finance
326	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 16, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 15:37:27 Financial system Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Registered representative Self-regulatory organization Selling away Registered Investment Advisor United States securities law Business Financial regulation
327	Reproduced with permission from World Securities Law Report, null, Copyright 姝 2015 by The Bureau of National Affairs, Inchttp://www.bna.com VOLUME 21, NUMBER 2 >>> FEBRUARYIndia’s Add to Reading List Source URL: www.nishithdesai.com Language: English - Date: 2015-02-09 03:11:04 Insider trading Economics Government of India Securities regulation in the United States Financial system Securities and Exchange Board of India Act Stock market Securities and Exchange Board of India Corruption
328	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 9, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-09 11:20:34 U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Financial regulation United States Securities and Exchange Commission Government Corporate crime
329	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: atd-us.com Language: English - Date: 2013-05-06 16:20:30 Government procurement in the United States Securities and Exchange Commission Form 10-Q Politics of the United States Government Financial regulation SEC filings Securities Exchange Act Form 8-K
330	Proposed Rule: Exemption for Certain Exchange Members Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-31 08:42:36 Finance United States Securities and Exchange Commission United States securities law Financial regulation Stock market Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization Financial economics Financial markets Financial system

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